massachusetts mutual life insurance company sec filings

Fintel currently tracks over 9500 funds and over 63,000 securities traded worldwide. BLL, 12-15 bwnews.pr "Through our proactive investigative efforts, we exposed a problem with a complex variable annuity investment at least a decade before it could have harmed investors.". Fintel® is a registered trademark. 12-14 investmentnews.com In the Matter of Massachusetts Mutual Life Insurance Company Administrative Proceeding File No. Descriptions of SEC Forms. - 40-6C/A on 7/16/02 - Application for an Exemption or Other Relief by an Investment Company - Seq. How to Access or Request Filings and Other Records Company Filings. Type Description Date Download. Find all of our SEC filings here. If you require advice in relation to any financial matter you should consult an appropriate professional. Massachusetts Mutual Life Insurance Company - Rate Filing | disb All people. "Investors shouldn't have their retirement nest eggs at risk because of undisclosed investment complexities," said Robert Khuzami, Director of the SEC's Division of Enforcement. 1 - Auto-Generated Paper Document - Accession Number 9999999997-02-039545 - Filing - SEC Learn More. Prudential Retirement Insurance and Annuity Company - California COA # 08003. Fintel makes it easy to identify the most popular stocks held by leading funds. Massachusetts Mutual Life Insurance Company or MassMutual, along with its subsidiaries, manages a significant number of mutual funds across different categories, including both equity and fixed-income funds. MSTR, 12-18 businesstimes.com.sg Whalewisdom has at least 60 13F filings, 7 13D filings, 20 13G filings, and 40 Form 4 filings The firm last filed a Form D notice of exempt offering of securities on 2012-06-07. The Prudential Insurance Company of America - California COA # 1179. Please confirm for access to all your SPH accounts. Massachusetts Mutual Life Insurance Company NAIC Group Code 0435 0435 NAIC Company Code 65935 Employer's ID Number 04-1590850 (Current) (Prior) Organized under the Laws of Massachusetts , State of Domicile or Port of Entry Massachusetts Country of Domicile United States of America Incorporated/Organized 05/15/1851 Commenced Business 08/01/1851 Pruco Life Insurance Company, an Arizona company - California COA # 3637. ORDER that defendants are directed to respond to within 14 days of issuance of this order; Mass Mutual may reply within 7 days of filing of response re (106 in 4:15-cv-00184-DMB-JMV) MOTION to Dismiss (MassMutual's Response to Court' ;s December 6, 2017 Order and Renewed Motion to Dismiss) filed by Massachusetts Mutual Life Insurance Company, (100 in 4:15-cv-00184-DMB-JMV) MOTION for … Pruco Life Insurance Company, an Arizona company - … SEC Filings. The SEC's investigation found that a number of MassMutual sales agents and others did not understand that all withdrawals taken after the GMIB value reached the cap would result in such pro-rata reductions. PYPL, 12-16 zacks.com How to Research Public Companies Learn how to quickly research a company's operations and financial information with EDGAR search tools.. Form Types Review reference versions of EDGAR forms filed by companies, funds, and individuals.. Investor.gov Your online resource to help you make sound investment decisions and avoid fraud. - Hello, your email is unverified. Massachusetts law limits the “surplus” funds that a mutual life insurance company may retain from its “participating business” to “an amount not in excess of twelve percent of its reserve for such business . 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000. This website is provided “as is” without any representations or warranties, express or implied. The Prudential Life Insurance Company of America Newark, NJ. BRK.B TPGVF - Hello, your email is unverified. MassMutual has inked a deal with broker-dealer Stone Ridge Holdings Group to acquire its subsidiary fintech platform Flourish, the companies announced Monday. Tuesday, May 29, 2012. What drove the rallies, and what happened in the days following the peaks, show how much the market has changed in three years. SQ Insto roundup: Malaysia military pension fund chief leaves; GPIF warily buying more real estate | Asset Owners | AsianInvestor. will be credited with such share of the divisible surplus, if any, as we may apportion to it by the Company as a dividend.”3 Massachusetts permits mutual life insurance companies to retain a … This copy is for your personal, non-commercial use only. View our SEC filings and reports. In addition to the $1.625 million penalty, MassMutual agreed to cease and desist from committing or causing any violations and any future violations of Section 34(b) of the Investment Company Act. The SEC's investigation found that MassMutual included a cap feature in certain optional riders offered to investors, and the cap potentially affected $2.5 billion worth of MassMutual variable annuities. Please confirm for access to all your SPH accounts. DEFENDANT Consolidated With PURVIS WILLIAM HILL, JR. V. PLAINTIFF CIVIL ACTION NO. CONSOLIDATED STATUTORY FINANCIAL STATEMENTS . life insurance illustrations 211 cmr 29.00: valuation of life insurance policies 211 cmr 30.00: reinsurance of property and casualty risks by life insurers 211 cmr 31.00: life insurance solicitation 211 cmr 32.00: use of gender-blended and smoker/nonsmoker mortality tables 211 cmr 33.00: reserved: 211 cmr 34.00 . Hello, your email is unverified. ... including The Lincoln National Life Insurance Company, Fort Wayne, IN, and in New York, Lincoln Life & Annuity Company … Information includes fund holdings, fund sentiment, financial data, and regulatory filings (including SEC, LSE, ASX, and SGX). MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY . Massachusetts Mutual Life Insurance Company or MassMutual, along with its subsidiaries, manages a significant number of mutual funds across different categories, including both equity and fixed-income funds. MPV, SC 13D - IVZ / Invesco Ltd. / MASSACHUSETTS MUTUAL LIFE INSURANCE CO - SCHEDULE 13D Activist Investment, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Invesco Ltd. (Name of Issuer) Common Shares, par value $0.20 per share (Title of Class of Securities) G491BT108 (CUSIP Number) Massachusetts Mutual Life Insurance Company 1295 State Street Springfield, MA 01111 Attention: Michael O'Connor (800) 767-1000 (Name, Address and UNDERWRITING AND . 1 - Accession Number 0000009015-02-000128 - Filing - SEC For financial reporting, their fiscal year ends on December 31st. Filing 2 PRAECIPE TO ISSUE SUMMONS re #1 Complaint, by Plaintiff The Savings Bank Mutual Life Insurance Company of Massachusetts (Buhite, Russell) May 22, 2019 Filing 1 COMPLAINT for Declaratory Relief against defendant(s) Denise Raymond (Receipt # 0981-5777633), filed by The Savings Bank Mutual Life Insurance Company of Massachusetts. - This copy is for your personal, non-commercial use only. Since 1998, it has traded under the name MassMutual Financial Group. If the GMIB value reached the cap, every dollar withdrawn would reduce the GMIB value by a pro-rata amount tied to the percentage decrease on the contract value. Massachusetts Mutual Life Insurance Company: Case Number: 1:2012cv11596: Filed: August 27, 2012: Court: US District Court for the District of Massachusetts: Office: Boston Office: County: Suffolk: Presiding Judge: Joseph L. Tauro: Nature of Suit: Insurance: Cause of Action: 28:1441: Jury Demanded By: Plaintiff: Access additional case information on PACER. This Stock Purchase Agreement (the "Agreement"), is entered into on November 6, 2002 by and among Matthew L. Gold (the "Seller"), and Massachusetts Mutual Life Insurance Company, a Massachusetts mutual life insurance company, TSCP Selective, L.P., a Delware limited partnership, and Tower Square … As of and for the years ended December 31, 2019 and 2018 .” M.G.L. At MassMutual, our standard for ethics and integrity starts with our leaders and Board of Directors. 4 Statement of Changes in Beneficial Ownership Dec 23, 2020. Most Recent 10-Q: Most Recent 10-Q . Sign up for Email Alerts. 7113 Search EDGAR Comment Letters. Reference: 1 - Auto-Generated Paper Document - Accession Number 9999999997-02-039545 - Filing - SEC SEC Filings Featured Documents Filing Date Form View; November 19, 2020. Please confirm for access to all your SPH accounts. MassMutual's sales literature highlighted the guarantee provided by the riders by stating, "Even if your contract value drops to zero, you can apply your GMIB value to a fixed or variable annuity." Company; Industry; Search; Screener; Analytics; INVESCO LTD.: IVZ (NYSE) Enter your Email to Learn More: Form (Filer) Received ( Period) SC 13D/A: INVESCO LTD. (MASSACHUSETTS MUTUAL LIFE INSURANCE CO) 11/16/20 : 3: BOULDER GROWTH & INCOME FUND (MASSACHUSETTS MUTUAL LIFE INSURANCE CO) 11/06/20 (11/05/20) 13F-NT: MASSACHUSETTS MUTUAL LIFE INSURANCE CO: … MCI, SC 13G/A - MPV / Babson Capital Participation Investors / MASSACHUSETTS MUTUAL LIFE INSURANCE CO Passive Investment, ================================================================================ UNITED STATES SECURITIES AND EXHANGE COMMISSION WASHINGTON, D. February 21, 2020. Most Recent 10-K: Most Recent 10-K. Additional Documents. Pruco Life Insurance Company, an Arizona company - California COA # 3637. AND SUBSIDIARIES . Contact us. C/O MASSACHUSETTS MUTUAL LIFE INSURANCE SPRINGFIELD MA 01111 (860)562-2418 Mailing Address 1295 STATE STREET SPRINGFIELD MA 01111 SECURITIES AND EXCHANGE COMMISSION FORM 485BPOS Post-effective amendments [Rule 485(b)] Filing Date:2010-04-27 SEC Accession No. MASSACHUSETTS MUTUAL LIFE INSURANCE CO Industry: Insurance CIK Number: 0000225602 IRS Number: 041590850 Industry name: UNKNOWN SIC - 0000 [0000] Trading symbol: Address: 1295 STATE STREET SPRINGFIELD 01111 Phone number: 4137448411. Improve your mastery of Fintel and investing by attending a webinar. The Massachusetts Mutual Life Insurance Company (MassMutual), founded in 1851, is an American mutual life insurance company serving five million clients. . Massachusetts Mutual Life Insurance Co. is jumping into the institutional bitcoin game with a $100 million investment in bitcoin and a $5 million equity stake in NYDIG. 11/18/20 FWP Free Writing Prospectus - Filing under Securities Act Rules 163/433 11/17/20 424B2 Prospectus filed pursuant to Rule 424(b)(2) 11/13/20 4 Statement of Changes in Beneficial Ownership After reviewing MassMutual's prospectuses and other disclosures, they believed that if the GMIB value reached the cap, investors could take withdrawals and the GMIB value would remain at the cap. Massachusetts Mutual Life Insurance Company is based out of Springfield. See our Privacy Policy and Terms and Conditions. Plaintiff, Daniel R. Hunt (“Hunt”), purchased a disability insurance policy (“the policy”) from defendant, Northwestern Mutual Life Insurance Company (“NM”). Manage my business policy, bills and claims, get certificates and submit audits. 09-11737-RWZ DANIEL R. HUNT v. THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY ORDER September 27, 2011 ZOBEL, D.J. SERVICING AGREEMENT . for registration and will fill up soon, so sign up now! RESEND VERIFICATION EMAIL Washington, D.C., Nov. 15, 2012 —. The combined portfolio builder allows you to identify the most widely held stocks in a group of funds. Some sales agents mistakenly believed that investors could maximize their benefits by waiting until the GMIB value reaches the cap, taking annual 5 or 6 percent withdrawals, and annuitizing their contracts in order to receive an income stream tied to the maximum GMIB value. Massachusetts law limits the “surplus” funds that a mutual life insurance company may retain from its “participating business” to “an amount not in excess of twelve percent of its reserve for such business . This UNDERWRITING AND SERVICING AGREEMENT is made this 16th day of December, 2014, by and between MML Investors Services, LLC (“MMLIS”) and Massachusetts Mutual Life Insurance Company (“MassMutual”), on its own behalf and on behalf of MassMutual’s variable annuity and variable life separate accounts included on … To view pages properly, enable JavaScript in your browser. Cos Only ETFs Only Search Active Massachusetts Mutual Life Insurance Co, et al. - Whitney Tilson’s email to investors discussing that Bitcoin is fundamentally worthless; America’s biggest companies are flourishing during the pandemic and putting thousands of people out of work. UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS CIVIL ACTION NO. 200 Park Avenue New York, NY 10166. Quick EDGAR Tutorial. A number of MassMutual's own sales agents were confused by the language in the disclosures, and investors were not sufficiently informed of the potential negative effect of taking withdrawals if they reached the cap approximately a decade from now. Cos Only ETFs Only Search Active Investor Relations Department. After a number of such withdrawals, depending on market conditions, both the contract value and the GMIB value could decline and adversely affect the amount a customer could apply to an annuity and the future income stream. Massachusetts Mutual Life Insurance Company NAIC Group Code 0435 0435 NAIC Company Code 65935 Employer's ID Number 04-1590850 (Current) (Prior) Organized under the Laws of Massachusetts , State of Domicile or Port of Entry Massachusetts Country of Domicile United States of America Incorporated/Organized 05/15/1851 Commenced Business 08/01/1851 November 4, 2020. . By taking withdrawals annually after the cap is reached, investors would proportionately reduce their GMIB values and in turn potentially decrease their future income streams. UNDERWRITING AND . According to the SEC's order instituting settled administrative proceedings, MassMutual offered GMIB 5 and 6 riders from 2007 to 2009 as an optional feature on certain variable annuity products. IVZ, 12-24 wsj.com Our Corporate Governance Guidelines mandate that at least 75 percent of the Board members must be independent directors. Bacchi’s insurance policy contains required statutory language that “this Policy . . MassMutual, which removed the cap after the SEC's investigation to ensure that no investors will be harmed, has agreed to settle the charges and pay a $1.625 million penalty. According to the SEC's order, MassMutual advertised its GMIB riders as providing "Income Now" if investors elected to make withdrawals during the accumulation phase or "Income Later" if they elected to receive annuity payments. Company profile page for Massachusetts Mutual Life Insurance Co including stock price, company news, press releases, executives, board members, and contact information Latest filings for MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY, from OpenCorporates SPRINGFIELD, Mass.-(BUSINESS WIRE)-Massachusetts Mutual Life Insurance Company (MassMutual) and Stone Ridge Asset Management (Stone Ridge), an asset manager with more than $10 billion in assets under management (AUM) that focuses on registered investment advisers (RIAs), institutions, and insurance companies, today announced that MassMutual and Stone Ridge Holdings Group have entered into a defini. , and investors, or is meant to constitute, advice of any.... 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